Forms

All forms and other administration documents are available below. Alternatively, click here to transact securely via Online Investing.

Local Investments Offshore Investments Terms & Conditions

Unit Trusts

New Investment

Application Form Application Form — Entity Acting on Behalf of Investor Form FICA Requirements

Existing Investments

Additional Investment Instruction Switch Change to Debit Order Withdrawal Change In Investors' Details Direct Investor Acknowledgement Request Form Death Claim FAQ Third Party Payment Indemnity Form

Tax Forms

Self Certification Form for Individuals Self Certification Form for Entities Dividends Tax-Exemption Declaration Dividends Tax-Reduced Rate Declaration Interest Tax-Exemption Declaration Interest Tax-Reduced Rate Declaration Entity Investor Controlling Person Form

Living Annuity

New Investment

Application Form Acting on Behalf of Investor Form FICA Requirements

Existing Investments

Policy Review Form Beneficiary Nomination Change In Investors' Details Additional Investment Instruction Rebalance Commutation Instruction Transfer Instruction Death Claim Form Direct Investor Acknowledgement Form Death Claim FAQ

Information

Living Annuity Transfer Guide Replacement Policy Advice Record Guide To Living Annuities – ASISA Standard Death Claim Guide

Income Solution

New Investment

Application Form Application Form — Entity Acting on Behalf of Investor Form FICA Requirements

Existing Investments

Additional Investment Instruction Rebalance/Switch Change to Income Withdrawal Change In Investors' Details Direct Investor Acknowledgement Form Death Claim FAQ Third Party Payment Indemnity Form

Tax Forms

Self Certification Form for Individuals Self Certification Form for Entities Dividends Tax-Exemption Declaration Dividends Tax-Reduced Rate Declaration Interest Tax-Exemption Declaration Interest Tax-Reduced Rate Declaration Entity Investor Controlling Person Form

Preservation Fund

New Investment

Application Form Acting on Behalf of Investor Form FICA Requirements

Existing Investments

Rebalance Withdrawal Transfer Instruction Retirement Disability/Ill-Health Dependants/Beneficiary Nomination Form Change In Investors' Details Direct Investor Acknowledgement Form Death Claim Form Retirement Funds Settlement of Divorce Benefits Preservation Provident Fund Two Pot Opt In Retirement Funds Death Claim Dependency Affidavit Retirement Funds Death Claim Guide

Information

Preservation Fund – Retirement FAQ Two Pot Retirement System Overview

Retirement Annuity

New Investment

Application Form Acting on Behalf of Investor Form FICA Requirements

Existing Investments

Additional Investment Instruction Change In Investors' Details Change to Debit Order Death Claim Form Dependants/Beneficiary Nomination Form Direct Investor Acknowledgement Form Rebalance Transfer Instruction Retirement Disability/Ill-Health Withdrawal Retirement Funds Emigration Withdrawal Retirement Funds Settlement of Divorce Benefits Retirement Funds Death Claim Dependency Affidavit Retirement Funds Death Claim Guide

Information

Retirement Annuity – FAQ Transfer Guide Retirement Annuity – Retirement FAQ Two Pot Retirement System Overview

Personal Portfolio

New Investment

Application Form Application Form — Entity Acting on Behalf of Investor Form FICA Requirements

Existing Investments

Additional Investment Instruction Change to Debit Order Rebalance/Switch Withdrawal Change In Investors' Details Direct Investor Acknowledgement Form Death Claim FAQ

Information

Self Certification Form for Individuals Self Certification Form for Entities Dividends Tax-Exemption Declaration Dividends Tax-Reduced Rate Declaration Interest Tax-Exemption Declaration Interest Tax-Reduced Rate Declaration Entity Investor Controlling Person Form

Information

Product Technical Information Income Payment Dates Industry Accepted Risk Profile Mandatory Disclosures

International Share Portfolios

New Investment

Application Form Application Form – Entities Application Form – Trusts KYC Document Asset Swap Mandate Foreign Exchange Transaction Charter Forex Foreign Exchange Transaction Sable Forex W-8BEN – Individuals W-8BEN – Entities

Existing Investments

Change In Investors' Details Additional Investment Death Bed Donation IIM Self Certification Form – Entities Switch Withdrawal

Information

Frequently Asked Questions Death Claim – Frequently Asked Questions FIM Capital GDPR Privacy Policy

Direct UK Property Fund

New Investment

Application Form Application Form – Entities Application Form – Trusts KYC Document Asset Swap Mandate Foreign Exchange Transaction Charter Forex Foreign Exchange Transaction Sable Forex W-8BEN – Individuals W-8BEN – Entities

Existing Investments

Change In Investors' Details Additional Investment Death Bed Donation IIM Self Certification Form – Entities Switch Switch (LISP) Withdrawal UK CGT Tax Agent Appointment

Information

Frequently Asked Questions Death Claim – Frequently Asked Questions FIM Capital GDPR Privacy Policy Offering Document FWHRE Financial Statements FWHRE Financial Statements — Interim

Smart International Income Portfolio

New Investment

Application Form Application Form – Entities Application Form – Trusts KYC Document Asset Swap Mandate Foreign Exchange Transaction Charter Forex Foreign Exchange Transaction Sable Forex W-8BEN – Individuals W-8BEN – Entities

Existing Investments

Change In Investors' Details Additional Investment Death Bed Donation IIM Self Certification Form – Entities Switch Withdrawal

Information

Frequently Asked Questions Death Claim – Frequently Asked Questions FIM Capital GDPR Privacy Policy

Smart International Equity Portfolio

New Investment

Application Form Application Form – Entities Application Form – Trusts KYC Document Asset Swap Mandate Foreign Exchange Transaction Charter Forex Foreign Exchange Transaction Sable Forex W-8BEN – Individuals W-8BEN – Entities

Existing Investments

Change In Investors' Details Additional Investment Death Bed Donation IIM Self Certification Form – Entities Switch Withdrawal

Information

Frequently Asked Questions Death Claim – Frequently Asked Questions FIM Capital GDPR Privacy Policy

International Unit Trusts

New Investment

Application Form Application Form – Entities Anti-Money Laundering Requirements Marriott International Funds – Controlling Persons Form Foreign Exchange Transaction Charter Foreign Exchange Transaction – Sable Forex

Existing Investments

Change In Investors' Details Change of Bank Details Repurchase/Switch Form Stock Transfer Form Direct Investor Acknowledgement Form Death Claim FAQ

Information

Marriott International Funds PLC – Remuneration Policy Marriott International Funds Prospectus and Addendums Marriott International Funds plc Statements — Interim Marriott International Funds Plc Financial Statements Marriott International Funds PLC Data Privacy Notice Key Investor Information Declaration (KIID) KIID: International Growth Fund – Accumulating Class KIID: International Growth Fund – Accumulating Class C KIID: International Growth Fund – Distributing Class KIID: International Real Estate Fund – Accumulating Class KIID: International Real Estate Fund – Accumulating Class C KIID: International Real Estate Fund – Distributing Class KIID: First World Equity Fund – Accumulating Class KIID: First World Equity Fund – Accumulating Class C KIID: First World Equity Fund – Distributing Class Northern Trust Privacy Notice
Local Offshore

Local Investments

What do you want to do?

Minimum investment

Product

Grow your wealth but have access to it when you need it.

R500 lump sum and/or R300 debit order

Unit Trusts

Draw an income from your retirement savings.

R50,000

Living Annuity

Draw an income from your personal wealth savings.

R50,000

Income Solution

Save for retirement in a tax efficient way.

R10,000 lump sum and/or R300 debit order

Retirement Annuity

Transfer your retirement savings when changing employment.

R50,000

Preservation Fund

Offshore Investments

What do you want to do?

Minimum investment

Product

Invest in an offshore share portfolio.

£25,000

International Share Portfolio (GBP)

Invest in a direct UK real estate Fund.

£10,000

First World Hybrid Real Estate plc (GBP)

Invest in offshore high-income portfolios.

£25,000 or $30,000

Smart International Income Portfolio

Invest in a offshore diversified equity Portfolio.

£25,000 or $30,000

Smart International Equity Portfolio

Invest in offshore unit trusts.

£1,000 or $1,000

Unit Trusts (USD and/or GBP)

Invest in global unit trusts.

R500 lump sum and/or R300 debit order

Unit Trust Feeder Funds (ZAR)

Preservation Fund

Where

Minimum investment

Product

I am transferring from a ...

R50,000

Pension Fund

I am transferring from a ...

R50,000

Provident Fund